FINRA Social Media Compliance: Rules, Influencer Guidelines, and Best Practices (2025)

Introduction: Why FINRA Compliance Matters for Social Media Marketing In 2025, financial firms face growing scrutiny as regulators crack down on social media activity. Each year, broker-dealers and advisors risk millions in fines for failing to follow FINRA social media compliance rules. From improper recordkeeping to unmonitored employee posts, even small mistakes can lead to […]