Social Media Built for Regulated Financial Institutions

FINRA, SEC, FDIC, and FCA rules govern every post your firm and its employees publish. MarketBeam is the only social media platform where compliance isn’t a step you add — it’s the architecture the entire system is built on.

Built In

UK Ready

PM360 Elite 100 Winner 2026

SOC 2 Compliant

17a-4 Recordkeeping

LinkedIn · Facebook · Instagram · X

Broker-Dealers · RIAs · Banks · Insurance

MarketBeam AI — S24 Pre-Check Engine

Every Post Reviewed by AI Before It Reaches Your Compliance Team

The single biggest friction in financial services social media is the back-and-forth between content creators and compliance reviewers. MarketBeam’s S24 AI engine runs a full compliance pre-check on every post before it enters the review queue — so reviewers see clean submissions, not rough drafts.

S24 AI Pre-Check — Live Analysis

Draft Content — Submitted for Review

“Municipal bonds are the smart play right now given the rate environment. Our clients in the 35%+ tax bracket are seeing strong after-tax yields. DM me to talk about rotating your fixed income portfolio.”

Without AI Pre-Check

avg review rounds per post

0 x

With S24 Pre-Check

avg review rounds per post

0 x

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The Problem

"Social media posts by associated persons are communications with the public. They are subject to supervision, recordkeeping, and content standards — regardless of whether compliance was involved."

— FINRA Regulatory Notice 17-18

Financial services firms face a web of overlapping regulatory requirements for social media — and the rules apply whether the post came from your brand account, an advisor’s personal LinkedIn, or an intern’s tweet about market conditions.

MarketBeam maps every content workflow to the applicable regulatory framework. US firms get FINRA, SEC, and FDIC controls. UK firms and global firms with UK operations get FCA compliance built into a parallel content track.

Built Into Platform

UK Market Workflow — Separate Content Track

FCA Requirements Built Directly Into MarketBeam

Compliant Publishing

Content That Moves Through Compliance — Not Around It

The Problem

Publishing social content in financial services requires principal approval — but most tools don’t have a built-in approval workflow. Teams work around it with email chains, spreadsheet trackers, and manual coordination that creates gaps, delays, and missing records.

Result: Slow content velocity, audit trails that don’t exist, and approval processes that break down under volume — especially during market events when content needs to move fast.

The MarketBeam Solution

A publishing platform where compliance review is the workflow — not a gate bolted on afterward. S24 pre-checks every draft. Principals approve inside the platform. Records are created automatically. Nothing publishes without completing the process.

Employee Advocacy

Your Advisors Build Their Brand. Your Compliance Team Keeps Control.

The Problem

Advisors and employees are active on LinkedIn — posting market commentary, investment views, and product content that appears under your firm’s name, without any compliance review, supervision record, or content control.

Public client complaints surface in comment threads. Non-compliant investment recommendations appear in search results. FINRA examiners ask for records your firm can’t produce.

The MarketBeam Solution

A controlled advocacy portal where advisors share only pre-approved, principal-reviewed content — in one click. Comments monitored automatically. Every share logged in a FINRA-ready record. Content locked at the approved version.

MLR Approval Flow

312 advisors enrolled

🔒 Unapproved content blocked · Comments monitored · Every share logged to FINRA record

Social Monitoring & Community Management

Every Comment Is a Compliance Event. MarketBeam Treats It That Way.

The Problem

Social media comments on financial services content carry regulatory weight. Client complaints, unsuitable recommendation requests, and consumer complaints are all arriving publicly — and most firms have no system to detect, log, or respond to them compliantly at scale.

Manual monitoring is too slow. Generic social listening tools don’t understand regulatory signals. Comments that should be complaints in your CRM sit unlogged in a LinkedIn comment thread.

The MarketBeam Solution

Real-time monitoring across all brand and advisor channels — with AI that understands what a financial services complaint looks like. Complaints are flagged, escalated, and logged. Community responses use pre-approved language. Every interaction builds your supervisory record.

Problem: Employees respond to public comments off-the-cuff — creating unreviewed public statements that can be read as investment advice or regulatory commitments.

Solution: In-app Social Media Response Guide provides approved language for every scenario. Responses are logged with the original comment for the supervisory record.

Problem: Client complaints posted publicly on LinkedIn sit unlogged, uncaptured in your CRM, and invisible to compliance — until a regulator finds them first.

Solution: Every complaint detected is documented, escalated, and logged in the supervisory record. HubSpot integration routes complaints directly into your CRM as cases.

Problem: Third parties posting misleading claims about your products in comment threads — or soliciting your followers — create brand and regulatory exposure you don’t know about.

Solution: Regulatory flags are categorized, logged, and routed to the appropriate team — compliance, legal, or communications — with a suggested response approach.

Executive Post Audit Trail